SEC Form 4 · accession 0000899243-16-011140
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew P Slentz
Officer — EVP - Human Resources
Period of report
Jan 2, 2016
Accepted (ET)
Jan 6, 2016 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 2, 2016 | F | 373 | $7.68 | D | 5,384 | D | |
| Common StockF3 | holding | — | — | — | 109 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents payment of tax liability by withholding shares incident to vesting of restricted shares.
- F2Includes 80 shares held by the reporting person in the Company's Employee Stock Purchase Plan.
- F3On October 1, 2015, the common stock of Peabody Energy Corporation underwent a 1-for-15 reverse stock split.