SEC Form 4 · accession 0000899243-16-011114
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Karn III
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 3:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 4, 2016 | A | 4,333 | $0.00 | A | 6,122 | D | |
| Common StockF2 | holding | — | — | — | 2,612 | I | By Family Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represent deferred stock units that vest pro rata over 12 months and are converted into common stock at a later date based upon the reporting person's election.
- F2On October 1, 2015, the common stock of Peabody Energy Corporation underwent a 1-for-15 reverse stock split.