SEC Form 4 · accession 0000106455-18-000054
WESTMORELAND COAL Co · WLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Scharp
Director
Period of report
Jun 19, 2018
Accepted (ET)
Jun 21, 2018 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106455
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2018 | M | 11,349 | $0.15 | A | 45,849 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jun 19, 2018 | M | 11,349 | D | May 16, 2018 | May 16, 2018 | Common Stock | 11,349 | 0 | D |
Explanation of responses
- F1These shares are represented by restricted stock units that vest one year from the date of the grant.