SEC Form 4 · accession 0000106455-16-000208
WESTMORELAND COAL Co · WLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer S Grafton
Officer — CAO, CLO & Secretary
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 7:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106455
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2016 | S | 3,692 | $17.32 | D | 4,373 | I | By 401(k) Plan |
| Common Stock | Dec 2, 2016 | S | 4,373 | $19.42 | D | 0 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Proceeds from the shares sold were reallocated within the Reporting Person's 401(k) plan assets.