SEC Form 4 · accession 0000106455-15-000051
WESTMORELAND COAL Co · WLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell H Werner
Officer — Corporate Controller & PAO
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106455
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 1, 2015 | S | 5,572 | $28.47 | D | 0 | D | |
| Common StockF3 | holding | — | — | — | 4,756 | I | by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person undertakes to provide to Westmoreland Coal Company, any security holder of Westmoreland Coal Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote 2 to this Form 4.
- F2The average share price for the 5,572 shares sold was $28.4669, with the lowest per share sale price being $28.425 and the highest per share sale price being $28.49.
- F3The reporting person acquired additional shares of common stock under the Westmoreland Coal Company 401(k) plan since the date of the last report. The information in this report is based on plan information as of May 4, 2015.