SEC Form 5 · accession 0001179110-17-002365
SIMON PROPERTY GROUP INC. · SPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reuben S Leibowitz
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001063761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2016 | G | 2,500 | $0.00 | D | 29,149 | D | |
| Common Stock | holding | — | — | — | 2,500 | I | Spouse | |
| Common StockF2,F3 | holding | — | — | — | 5,000 | I | Leibowitz Foundation | |
| Common StockF2,F4 | holding | — | — | — | 2,500 | I | Maxsim Charitable Remainder Trust | |
| Common StockF2,F5 | holding | — | — | — | 1,000 | I | Sarah Lea & Jesse Z. Shafer Charitable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a gift to the Leibowitz Foundation, as indicated in footnote (3).
- F2The reporting person disclaims beneficial ownership of these securities and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
- F3The reporting person last disclosed the holdings of the Leibowitz Foundation in a Form 4 filed on May 23, 2011. At that time, due to a clerical error he reported ownership of 2,496 shares of Common Stock instead of 2,500 shares. Between the date of that report on Form 4 and December 28, 2016 the Leibowitz Foundation neither acquired nor disposed of any Common Stock; however the reporting person inadvertently did not include the Leibowitz Foundation's ownership of Common Stock in the Forms 4 he filed subsequent to May 23, 2011. This Form 5 reflects the 2,500 shares previously owned by the Leibowitz Foundation plus the reporting person's gift of 2,500 shares of Common Stock to the Leibowitz Foundation.
- F4The reporting person last disclosed the holdings of the Maxsim Charitable Remainder Trust in a Form 4 on May 23, 2011. At that time, due to a clerical error he reported ownership of 932 shares of Common Stock through the Reuben S. Leibowitz Trust instead of the Maxsim Charitable Remainder Trust. Between the date of that report on Form 4 and February 14, 2017 the Maxsim Charitable Remainder Trust neither acquired nor disposed of any Common Stock; however the reporting person inadvertently did not include the Maxsim Charitable Remainder Trust's ownership of Common Stock in the Forms 4 he filed subsequent to May 23, 2011.
- F5The reporting person last disclosed the holdings of the Sarah Lea & Jesse Z. Shafer Charitable Medical Trust in a Form 4 on May 23, 2011. At that time, due to a clerical error he reported ownership of 2,564 shares of Common Stock instead of 1,000 shares of Common Stock. Between the date of that report on Form 4 and February 14, 2017 the Sarah Lea & Jesse Z. Shafer Charitable Medical Trust neither acquired nor disposed of any Common Stock; however the reporting person inadvertently did not include the Sarah Lea & Jesse Z. Shafer Charitable Medical Trust's ownership of Common Stock in the Forms 4 he filed subsequent to May 23, 2011.