SEC Form 5 · accession 0001179110-17-002364
SIMON PROPERTY GROUP INC. · SPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven K. Broadwater
Officer — SVP & Chief Accounting Officer
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001063761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 17, 2016 | S | 490 | $205.54 | D | 2,308 | D | |
| Common StockF1 | holding | — | — | — | 105 | I | 401(K) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person had previously inadvertently reported his shares of common stock held through a company-sponsored 401(K) plan as being directly held. In this Form 5, the reporting person is separately disclosing the shares of common stock that he holds directly and his shares of common stock that he holds through the 401(K) plan. In addition, the number of shares of common stock that the reporting person holds through the 401(K) plan was reduced since the reporting person's last Form 4 filing from 167 shares to 105 shares as the result of a rebalancing within the 401(K) plan by the plan administrator, and not as the result of a sale of shares by the reporting person.