SEC Form 4 · accession 0001710643-18-000001
RiceBran Technologies · RIBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Smith
Officer — CEO and President · Director
Period of report
Jan 24, 2018
Accepted (ET)
Feb 12, 2018 · 12:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001063537
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2018 | A | 14,129 | $0.00 | A | 61,606 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option, right to buyF1 | $1.42 | Jan 24, 2018 | A | 56,517 | A | — | Jan 24, 2028 | Common Stock | 56,517 | 56,517 | D |
Explanation of responses
- F1The option vests and becomes exercisable as to 25% of the option shares annually, beginning January 24, 2019.