SEC Form 4 · accession 0001701121-18-000007
RiceBran Technologies · RIBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent Robert Rystrom
Officer — COO and CFO
Period of report
Aug 7, 2018
Accepted (ET)
Aug 7, 2018 · 2:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001063537
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2018 | M | 15,000 | $0.85 | A | 132,777 | D | |
| Common Stock | Aug 7, 2018 | P | 10,000 | $2.53 | A | 142,777 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option, right to buyF1 | $0.85 | Aug 7, 2018 | M | 15,000 | D | — | Apr 6, 2027 | Common Stock | 15,000 | 45,000 | D |
Explanation of responses
- F1The option was issued April 6, 2017, and vests and becomes exercisable as to 25% of the option shares annually beginning April 6, 2018.