SEC Form 4 · accession 0001596563-17-000002
RiceBran Technologies · RIBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Smith
Officer — CEO and President · Director
Period of report
Mar 8, 2017
Accepted (ET)
Apr 26, 2017 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001063537
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option, right to buyF1 | $0.76 | Mar 8, 2017 | A | 100,000 | A | — | Mar 8, 2027 | Common Stock | 100,000 | 100,000 | D |
| Common Stock Option, right to buyF2 | $0.85 | Apr 6, 2017 | A | 75,000 | A | — | Apr 6, 2027 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1The option vests and becomes exercisable as to 25,000 option shares on August 17, 2017, as to 2,083 option shares monthly beginning September 17, 2017 for 35 months, and as to 2,095 option shares on August 17, 2020.
- F2The option vests and becomes exercisable as to 25% of the option shares annually beginning April 6, 2018.