SEC Form 4 · accession 0001596563-16-000001
RiceBran Technologies · RIBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Smith
Officer — Senior VP of Sales and BD
Period of report
Jun 23, 2016
Accepted (ET)
Jun 27, 2016 · 1:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001063537
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 23, 2016 | F | 1,247 | $1.65 | D | 30,623 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock awards were granted on June 23, 2015, with vesting to occur in three equal annual installments beginning on June 23, 2016.
- F2RiceBran Technologies has withheld the number of whole shares necessary to satisfy the minimum statutory tax withholding obligations. The value of the vested shares (and the taxable income) is calculated based on the closing price on the vesting date.