SEC Form 4 · accession 0001280882-16-000002
RiceBran Technologies · RIBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Baruch Halpern
Director
Period of report
Jan 29, 2016
Accepted (ET)
Mar 29, 2016 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001063537
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant, right to buyF1 | $5.25 | Jan 29, 2016 | A | 25,000 | A | Jan 29, 2016 | Jan 29, 2021 | Common Stock | 25,000 | 25,000 | I |
Explanation of responses
- F1RiceBran Technologies issued the warrant under a note and warrant purchase agreement pursuant to which it borrowed $300,000 from the trust beneficially owned by Mr. Halpern.