SEC Form 4 · accession 0001280882-16-000001
RiceBran Technologies · RIBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Baruch Halpern
Director
Period of report
May 12, 2015
Accepted (ET)
Jan 25, 2016 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001063537
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant, right to buyF1 | $5.25 | May 12, 2015 | A | 114,775 | A | May 12, 2015 | May 12, 2020 | Common Stock | 114,775 | 114,775 | I |
| Common Stock Warrant, right to buyF1 | $5.25 | May 12, 2015 | A | 4,591 | A | May 12, 2015 | May 12, 2020 | Common Stock | 4,591 | 4,591 | D |
Explanation of responses
- F1These warrants were issued in connection with the May 12, 2015, transactions with promissory note holders reported on the RiceBran Technologies May 15, 2015 Amendment No. 1 to Form 8-K.