SEC Form 4 · accession 0001140361-15-026623
RiceBran Technologies · RIBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Smith
Officer — Senior VP of Sales and BD
Period of report
Jun 23, 2015
Accepted (ET)
Jul 2, 2015 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001063537
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 23, 2015 | A | 12,608 | $3.47 | A | 31,870 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option, right to buyF2 | $3.47 | Jun 23, 2015 | A | 14,159 | A | — | Jun 23, 2025 | Common Stock | 14,159 | 14,159 | D |
Explanation of responses
- F1These shares vest equally over three years on each anniversary of the grant date.
- F2The option vests and becomes exercisable as to 1/36 of the option shares on each monthly anniversary of the grant date.