SEC Form 4 · accession 0000950142-19-000530
RiceBran Technologies · RIBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
CONTINENTAL GRAIN CO
10% Owner
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001063537
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2019 | P | 666,667 | $3.00 | A | 6,279,702 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to purchase Common StockF1 | $0.01 | Mar 8, 2019 | P | 1,003,344 | A | Mar 8, 2019 | Mar 8, 2029 | Common Stock | 1,003,344 | 1,003,344 | D |
Explanation of responses
- F1The warrant is currently exercisable, subject to a blocker provision that prohibits the reporting person from exercising the warrant if the common shares issuable upon the exercise of the warrant would result in beneficial ownership by the reporting person and its affiliates of more than 19.99% of the Issuer's common shares following such exercise.