SEC Form 4 · accession 0001758058-18-000001
CurAegis Technologies, Inc. · CRGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Asher Justin Flaum
Director
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 12:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001063197
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF2,F1 | $0.44 | Nov 1, 2018 | J | 400,000 | D | — | Oct 14, 2020 | Common Stock | 400,000 | 0 | I |
| WarrantF2,F1 | $0.44 | Nov 1, 2018 | J | 400,000 | A | — | Oct 14, 2025 | Common Stock | 400,000 | 400,000 | I |
Explanation of responses
- F1The reported transactions involve an amendment solely to extend the term of an outstanding warrant, which may be deemed to be a cancellation of the outstanding warrant and the grant of a replacement warrant. The outstanding warrant had an issue date of October 15, 2010, and has been fully exercisable since its issuance.
- F2Owned by To the Point Consulting, LLC, a limited liability company of which the Reporting Person is a member.