SEC Form 4 · accession 0001736321-18-000027
CurAegis Technologies, Inc. · CRGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Kaplan
Officer — CEO · Director
Period of report
Dec 26, 2018
Accepted (ET)
Dec 27, 2018 · 2:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001063197
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase WarrantF1 | $0.25 | Dec 26, 2018 | A | 40,000 | A | Dec 26, 2018 | Dec 26, 2028 | Common Stock | 40,000 | 40,000 | D |
| Convertible Promissory Note | $0.25 | Dec 26, 2018 | A | — | A | Dec 26, 2018 | Dec 26, 2023 | Common Stock | 400,000 | — | D |
Explanation of responses
- F1Reporting Person acquired Issuer's Common Stock Purchase Warrant as part of the Reporting Person's purchase of the Issuer's Convertible Promissory Note reported below for no additional consideration.