SEC Form 4 · accession 0001736321-18-000019
CurAegis Technologies, Inc. · CRGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Kaplan
Officer — CEO · Director
Period of report
Sep 30, 2018
Accepted (ET)
Oct 1, 2018 · 11:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001063197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2018 | J | 5,260 | $0.25 | A | 5,260 | D | |
| Common Stock | Sep 30, 2018 | J | 4,192 | $0.25 | A | 4,192 | D | |
| Common Stock | Sep 30, 2018 | J | 8,620 | $0.25 | A | 8,620 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person received 5,260 shares of Common Stock in exchange for accrued interest due to the reporting person on September 30, 2018, on the Issuer's Convertible Note dated August 10, 2017.
- F2The reporting person received 4,192 shares of Common Stock in exchange for accrued interest due to the reporting person on September 30, 2018, on the Issuer's Convertible Note dated July 12, 2017.
- F3The reporting person received 8,620 shares of Common Stock in exchange for accrued interest due to the reporting person on September 30, 2018, on the Issuer's Convertible Note dated December 16, 2016.