SEC Form 4 · accession 0001660878-16-000006
CurAegis Technologies, Inc. · CRGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Labus
Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 22, 2016 · 11:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001063197
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C-3 Voting Convertible Preferred StockF2,F1 | $0.25 | Feb 10, 2016 | P | 100,000 | A | — | — | Common Stock | 100,000 | 100,000 | I |
Explanation of responses
- F1The Series C-3 Voting Convertible Preferred Stock is convertible into common stock at any time on a one-for-one basis at the initial conversion price of $.25 per share and has no expiration date.
- F2By the Thomas and Mary Labus Revocable Trust