SEC Form 4 · accession 0001274877-16-000009
CurAegis Technologies, Inc. · CRGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Kaplan
Officer — CEO · Director
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 11:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001063197
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant | $0.25 | Dec 16, 2016 | A | 57,000 | A | Dec 16, 2016 | Dec 16, 2026 | Common Stock | 57,000 | 57,000 | D |
| Convertible Promissory Note | $0.25 | Dec 16, 2016 | A | — | A | Dec 16, 2016 | Dec 16, 2021 | Common Stock | — | — | D |