SEC Form 4 · accession 0001274877-16-000007
CurAegis Technologies, Inc. · CRGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
B Thomas Golisano
10% Owner
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 10:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001063197
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant | $0.25 | Nov 7, 2016 | A | 468,000 | A | Nov 7, 2016 | Nov 7, 2026 | Common Stock | 468,000 | 468,000 | D |
| Convertible Promissory NoteF1 | $0.25 | Nov 7, 2016 | A | 4,680,000 | A | Nov 7, 2016 | Nov 7, 2021 | Common Stock | 4,680,000 | 4,680,000 | D |
Explanation of responses
- F1This Convertible Promissory Note in the original principal amount of $1,170,000 is convertible into the maximum amount of 4,680,000 shares of Common Stock.