SEC Form 4 · accession 0001655099-16-000045
BROOKFIELD HIGH INCOME FUND INC. · HHY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Shipley
Other
Period of report
Dec 5, 2016
Accepted (ET)
Dec 6, 2016 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2016 | D | 4,924 | — | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 298 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.