SEC Form 4 · accession 0001062978-16-000001
BROOKFIELD HIGH INCOME FUND INC. · HHY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Aug 5, 2016
Accepted (ET)
Aug 8, 2016 · 3:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common STockF2 | Aug 5, 2016 | P | 58,270 | $7.4366 | A | 70,070 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were purchased in connection with awards made under the Reporting Person's long-term incentive plan that may be settled by the delivery of shares.
- F2Include 70,070 shares owned by the Reporting Person in connection with awards made under the Reporting Person's log-term incentive plan that may be settled by the delivery of shares.