SEC Form 4 · accession 0001127602-17-009394

LEXICON PHARMACEUTICALS, INC. · LXRX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP and CMO

Period of report

Feb 28, 2017

Accepted (ET)

Mar 1, 2017 · 6:49 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001062822

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 28, 2017	M	2,500	—	A	18,266	D
Common Stock^F1	Feb 28, 2017	M	2,822	—	A	21,088	D
Common Stock^F1	Feb 28, 2017	M	4,550	—	A	25,638	D
Common Stock^F1	Feb 28, 2017	M	4,227	—	A	29,865	D
Common Stock	Feb 28, 2017	F	5,252	$16.45	D	24,613	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units (Phantom Stock)^F1,F3	—	Feb 28, 2017	M	2,500	D	—	—	Common Stock	2,500	0	D
Restricted Stock Units (Phantom Stock)^F1,F4	—	Feb 28, 2017	M	2,822	D	—	—	Common Stock	2,822	2,821	D
Restricted Stock Units (Phantom Stock)^F1,F5	—	Feb 28, 2017	M	4,550	D	—	—	Common Stock	4,550	9,100	D
Restricted Stock Units (Phantom Stock)^F1,F6	—	Feb 28, 2017	M	4,227	D	—	—	Common Stock	4,227	12,683	D

F1Each restricted stock unit represents a contingent right to receive one share of common stock.
F2Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.
F3Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F4Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F5Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F6Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.