SEC Form 4 · accession 0001127602-16-041405
LEXICON PHARMACEUTICALS, INC. · LXRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pablo Lapuerta
Officer — EVP and CMO
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 8,395 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $8.20 | Feb 11, 2016 | A | 67,640 | A | — | Feb 11, 2026 | Common Stock | 67,640 | 67,640 | D |
| Restricted Stock Units (Phantom Stock)F2,F3 | — | Feb 11, 2016 | A | 16,910 | A | — | — | Common Stock | 16,910 | 16,910 | D |
| Stock Option (Right to Buy)F4 | $12.60 | holding | — | — | — | — | Feb 15, 2022 | Common Stock | 29,714 | 29,714 | D |
| Restricted Stock Units (Phantom Stock)F2,F5 | — | holding | — | — | — | — | — | Common Stock | 1,857 | 1,857 | D |
| Stock Option (Right to Buy)F6 | $14.63 | holding | — | — | — | — | Feb 8, 2023 | Common Stock | 39,999 | 39,999 | D |
| Restricted Stock Units (Phantom Stock)F2,F7 | — | holding | — | — | — | — | — | Common Stock | 5,000 | 5,000 | D |
| Stock Option (Right to Buy)F8 | $12.04 | holding | — | — | — | — | Feb 6, 2024 | Common Stock | 45,142 | 45,142 | D |
| Restricted Stock Units (Phantom Stock)F2,F9 | — | holding | — | — | — | — | — | Common Stock | 8,464 | 8,464 | D |
| Stock Option (Right to Buy)F10 | $6.23 | holding | — | — | — | — | Feb 5, 2025 | Common Stock | 72,799 | 72,799 | D |
| Restricted Stock Units (Phantom Stock)F2,F11 | — | holding | — | — | — | — | — | Common Stock | 18,200 | 18,200 | D |
| Stock Option (Right to Buy)F12 | $12.04 | holding | — | — | — | — | Mar 23, 2021 | Common Stock | 28,571 | 28,571 | D |
Explanation of responses
- F1Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/11/2017) and vests 1/48th per month for each month of service thereafter.
- F10Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/5/16) and vests 1/48th per month for each month of service thereafter.
- F11Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
- F12Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (3/23/2012) and vests 1/48th per month for each month of service therafter.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock.
- F3Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
- F4Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/15/2013) and vests 1/48th per month for each month of service thereafter.
- F5Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2013 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
- F6Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/8/2014) and vests 1/48th per month for each month of service thereafter
- F7Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
- F8Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/6/15) and vests 1/48th per month for each month of service thereafter.
- F9Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.