SEC Form 4 · accession 0001437749-16-042533
BUFFALO WILD WINGS INC · BWLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Schmidt
Officer — Chief Operating Officer
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 397 | $87.53 | A | 34,221 | D | |
| Common StockF1 | Nov 21, 2016 | M | 691 | $94.42 | A | 34,912 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $87.53 | Nov 21, 2016 | M | 397 | D | — | Dec 29, 2019 | Common Stock | 397 | 1,688 | D |
| Stock Option (right to buy)F3 | $94.42 | Nov 21, 2016 | M | 691 | D | — | Dec 30, 2018 | Common Stock | 691 | 0 | D |
Explanation of responses
- F1Included in this amount are 8,212 shares of common stock issuable in settlement of performance restricted stock units, the receipt of which the reporting person has elected to defer.
- F2Of the 1,688 shares remaining subject to the option, 645 are currently exercisable and 1,043 will become exercisable on 12/25/16.
- F3Fully vested.