SEC Form 4 · accession 0001437749-16-026727
BUFFALO WILD WINGS INC · BWLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Schmidt
Officer — Chief Operating Officer
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2016 | S | 750 | $159.20 | D | 35,696 | D | |
| Common StockF2 | Mar 2, 2016 | M | 10,383 | $0.00 | A | 46,079 | D | |
| Common StockF3 | Mar 2, 2016 | F | 5,005 | $159.20 | D | 41,074 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | — | Mar 2, 2016 | M | 10,383 | D | — | — | Common Stock | 10,383 | 0 | D |
Explanation of responses
- F1Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2016.
- F2Shares received in settlement of restricted stock units in a transaction exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934.
- F3Included in this amount are 8,212 shares of common stock issuable in settlement of performance restricted stock units, the receipt of which the reporting person has elected to defer.
- F4The restricted stock units were to be settled on a one for one basis in shares of the Company's common stock and were ultimately settled on March 2, 2016.