SEC Form 4 · accession 0001225208-15-022306
PULASKI FINANCIAL CORP · PULB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Sullivan
Officer — EVP, Corporate Planning
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 9:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062438
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | A | 2,367 | $0.00 | A | 6,798 | D | |
| Common Stock | Dec 11, 2015 | F | 790 | $16.27 | D | 6,008 | D | |
| Common StockF1 | holding | — | — | — | 1,146 | I | By KSOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form reflects increases in beneficial ownership resulting from exempt acquisitions under a KSOP plan pursuant to rule 16b-3(c).