SEC Form 4 · accession 0001225208-15-022304
PULASKI FINANCIAL CORP · PULB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Milano
Officer — Interim CFO
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 9:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062438
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | A | 2,958 | $0.00 | A | 23,456 | D | |
| Common Stock | Dec 11, 2015 | F | 987 | $16.27 | D | 22,469 | D | |
| Common Stock | holding | — | — | — | 9,000 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $18.70 | holding | — | — | — | Jan 17, 2007 | Jan 17, 2016 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (right to buy)F2 | $11.94 | holding | — | — | — | Feb 1, 2009 | Feb 1, 2018 | Common Stock | 4,500 | 4,500 | D |
| Stock Option (right to buy)F1 | $16.00 | holding | — | — | — | Apr 24, 2007 | Apr 24, 2016 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (right to buy)F2 | $7.70 | holding | — | — | — | Nov 3, 2009 | Nov 3, 2018 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
- F2Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.