SEC Form 4 · accession 0001225208-15-022282
PULASKI FINANCIAL CORP · PULB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheri G Bliefernich
Officer — Executive Vice President
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 9:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062438
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | A | 3,550 | $0.00 | A | 20,337 | D | |
| Common Stock | Dec 11, 2015 | F | 1,184 | $16.27 | D | 19,153 | D | |
| Common StockF1 | holding | — | — | — | 4,250 | I | By KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $16.50 | holding | — | — | — | Feb 23, 2007 | Feb 23, 2016 | Common Stock | 3,000 | 3,000 | D |
| Stock Option (right to buy)F3 | $10.95 | holding | — | — | — | Mar 13, 2009 | Mar 13, 2018 | Common Stock | 10,000 | 10,000 | D |
| Stock Option (right to buy)F3 | $7.70 | holding | — | — | — | Nov 3, 2009 | Nov 3, 2018 | Common Stock | 12,500 | 12,500 | D |
Explanation of responses
- F1This form reflects increases in beneficial ownership resulting from exempt acquisitions under a KSOP plan pursuant to rule 16b-3(c).
- F2Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
- F3Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.