SEC Form 4 · accession 0001225208-15-020049
PULASKI FINANCIAL CORP · PULB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon Tucker
Director
Period of report
Oct 28, 2015
Accepted (ET)
Oct 29, 2015 · 9:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062438
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2015 | A | 600 | $0.00 | A | 600 | I | By Stock Award III |
| Common StockF2 | holding | — | — | — | 10,313 | D | ||
| Common StockF3 | holding | — | — | — | 374 | I | By Stock Award II |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock Award III granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vests as follows: 300 shares vest immediately upon the date of grant and 300 shares vest on October 28, 2016.
- F2Since the reporting person's last report 419 shares previously held by Stock Award and 375 shares previously held by Stock Award II have vested and are now owned directly. This form also reflects increases in beneficial ownership resulting from exempt acquisitions under a Dividend Reinvestment Plan (''DRIP'') pursuant to Rule 16a-11.
- F3Stock Award II granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan will vest on January 29, 2016.