SEC Form 4 · accession 0001225208-15-020048

PULASKI FINANCIAL CORP · PULB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Oct 28, 2015

Accepted (ET)

Oct 29, 2015 · 9:44 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001062438

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 28, 2015	A	600	$0.00	A	600	I	By Stock Award III
Common Stock^F2	holding	—	—		—	10,363	D
Common Stock	holding	—	—		—	147	I	By Spouse as Custodian for Daughter 1
Common Stock	holding	—	—		—	147	I	By Spouse as Custodian for Daughter 2
Common Stock^F3	holding	—	—		—	374	I	By Stock Award II
Common Stock^F4	holding	—	—		—	9,423	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F5	$7.70	holding	—	—	—	Nov 3, 2008	Nov 3, 2018	Common Stock	4,000	4,000	D

F1Stock Award III granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vests as follows: 300 shares vest immediately upon the date of grant and 300 shares vest on October 28, 2016.
F2Since the reporting person's last report 419 shares previously held by Stock Award and 375 shares previously held by Stock Award II have vested and are now owned directly. This form also reflects increases in beneficial ownership resulting from exempt acquisitions under a Dividend Reinvestment Plan (''DRIP'') pursuant to Rule 16a-11.
F3Stock Award II granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan will vest on January 29, 2016.
F4This form reflects increases in beneficial ownership resulting from exempt acquisitions under a Dividend Reinvestment Plan (''DRIP'') pursuant to Rule 16a-11.
F5Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.