SEC Form 4 · accession 0001225208-15-020047
PULASKI FINANCIAL CORP · PULB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Hogan
Director
Period of report
Oct 28, 2015
Accepted (ET)
Oct 29, 2015 · 9:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062438
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2015 | A | 600 | $0.00 | A | 600 | I | By Stock Award III |
| Common StockF2 | holding | — | — | — | 134,095 | D | ||
| Common StockF3 | holding | — | — | — | 374 | I | By Stock Award II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualfied Stock Option (right to buy)F4 | $16.70 | holding | — | — | — | Jun 21, 2007 | Jun 21, 2016 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Stock Award III granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vests as follows: 300 shares vest immediately upon the date of grant and 300 shares vest on October 28, 2016.
- F2Since the reporting person's last report 419 shares previously held by Stock Award and 375 shares previously held by Stock Award II have vested and are now owned directly.
- F3Stock Award II granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan will vest on January 29, 2016.
- F4Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.