SEC Form 4 · accession 0001225208-15-020046
PULASKI FINANCIAL CORP · PULB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leon A Felman
Director
Period of report
Oct 28, 2015
Accepted (ET)
Oct 29, 2015 · 9:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062438
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2015 | A | 600 | $0.00 | A | 600 | I | By Stock Award III |
| Common Stock | holding | — | — | — | 211,078 | D | ||
| Common StockF2 | holding | — | — | — | 3,339 | I | By Daughter IRA | |
| Common Stock | holding | — | — | — | 752,956 | I | By Family Trust | |
| Common StockF2 | holding | — | — | — | 128,459 | I | By IRA I | |
| Common StockF2 | holding | — | — | — | 48,617 | I | By Spouse IRA | |
| Common StockF3 | holding | — | — | — | 374 | I | By Stock Award II |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock Award III granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vests as follows: 300 shares vest immediately upon the date of grant and 300 shares vest on October 28, 2016.
- F2This form reflects increases in beneficial ownership resulting from exempt acquisitions under a Dividend Reinvestment Plan (''DRIP'') pursuant to Rule 16a-11.
- F3Stock Award II granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan will vest on January 29, 2016.