SEC Form 4 · accession 0001225208-15-005029
PULASKI FINANCIAL CORP · PULB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Thomas Reeves
Officer — President of Subsidiary Bank
Period of report
Feb 19, 2015
Accepted (ET)
Feb 20, 2015 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062438
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2015 | F | 4,507 | $11.62 | D | 55,108 | D | |
| Common Stock | holding | — | — | — | 26,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 22,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $15.97 | holding | — | — | — | Mar 30, 2007 | Mar 30, 2016 | Common Stock | 20,000 | 20,000 | D |
| Stock Option (right to buy)F2 | $7.70 | holding | — | — | — | Nov 3, 2009 | Nov 3, 2018 | Common Stock | 20,000 | 20,000 | D |
| Stock Option (right to buy)F2 | $11.13 | holding | — | — | — | Nov 19, 2008 | Nov 19, 2017 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (right to buy)F2 | $9.46 | holding | — | — | — | Dec 19, 2008 | Dec 19, 2017 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Since the reporting person's last report, 12,500 shares previously held by Stock Award IV have vested and are now held directly.
- F2Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.