SEC Form 4 · accession 0001225208-15-005025
PULASKI FINANCIAL CORP · PULB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Bjorkman
Officer — President - Commercial Lending
Period of report
Feb 19, 2015
Accepted (ET)
Feb 20, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062438
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2015 | F | 4,125 | $11.62 | D | 33,443 | D | |
| Common Stock | holding | — | — | — | 6,804 | I | By KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $13.00 | holding | — | — | — | Jan 27, 2006 | Jan 27, 2015 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (right to buy)F2 | $17.25 | holding | — | — | — | Oct 14, 2006 | Oct 14, 2015 | Common Stock | 10,000 | 10,000 | D |
| Stock Option (right to buy)F3 | $7.70 | holding | — | — | — | Nov 3, 2009 | Nov 3, 2018 | Common Stock | 10,000 | 10,000 | D |
| Stock Option (right to buy)F3 | $11.13 | holding | — | — | — | Nov 19, 2008 | Nov 19, 2017 | Common Stock | 50,000 | 50,000 | D |
| Stock pursuant to Deferred Compensation AgreementF4 | — | holding | — | — | — | — | — | Common Stock | 67,295 | 67,295 | D |
Explanation of responses
- F1Since the reporting person's last report, 11,250 shares previously held by Stock Award IV have vested and are now held directly.
- F2Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
- F3Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
- F4Each share pursuant to the Deferred Compensation Agreement is the economic equivalent of one share of common stock. The shares pursuant to the Deferred Compensation Agreement become payable, in shares of common stock, upon the reporting person's termination of employment.