SEC Form 4 · accession 0001225208-15-002455
PULASKI FINANCIAL CORP · PULB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee S Wielansky
Director
Period of report
Jan 29, 2015
Accepted (ET)
Jan 30, 2015 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062438
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2015 | A | 749 | $0.00 | A | 749 | I | By Stock Award II |
| Common Stock | holding | — | — | — | 34,950 | D | ||
| Common Stock | holding | — | — | — | 15,000 | I | By LLC | |
| Common StockF2 | holding | — | — | — | 419 | I | By Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $11.25 | holding | — | — | — | Apr 16, 2009 | Apr 16, 2018 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (right to buy)F3 | $7.70 | holding | — | — | — | Nov 3, 2008 | Nov 3, 2018 | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1Stock Award II granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vests as follows: 375 shares vest immediately upon the date of grant and 374 shares vest on January 29, 2016.
- F2Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest on January 30, 2015.
- F3Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.