SEC Form 4 · accession 0001144204-17-013558
XO GROUP INC. · XOXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Steib
Officer — CEO and President · Director
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 9:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2017 | A | 45,584 | $0.00 | A | 298,994 | D | |
| Common StockF2 | Mar 7, 2017 | F | 5,144 | $17.22 | D | 293,850 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F3 | $17.55 | Mar 6, 2017 | A | 176,682 | A | — | Mar 6, 2027 | Common Stock | 176,682 | 176,682 | D |
Explanation of responses
- F1Represents an award of restricted stock under the Issuer's Stock Incentive Plan subject to time-based vesting.
- F2Includes 780 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan on January 31, 2017.
- F3One quarter (1/4) of the option vests and becomes exercisable on March 6, 2018, and one-sixteenth (1/16) of the total option vests and becomes exercisable quarterly thereafter.