SEC Form 4 · accession 0001144204-16-123472
XO GROUP INC. · XOXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Bascobert
Officer — President of Local Marketplace
Period of report
Sep 7, 2016
Accepted (ET)
Sep 9, 2016 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2016 | A | 20,000 | $0.00 | A | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F2 | $19.22 | Sep 7, 2016 | A | 50,000 | A | — | Sep 7, 2026 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Represents an award of restricted stock under the Issuer's Stock Incentive Plan subject to time-based vesting.
- F2One quarter (1/4) of the option vests and becomes exercisable on September 7, 2017, and one-sixteenth (1/16) of the total option vests and becomes exercisable quarterly thereafter.