SEC Form 4 · accession 0001144204-16-103197
XO GROUP INC. · XOXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Liu
Director
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 8:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2016 | S | 8,500 | $16.3926 | D | 410,927 | I | By wife |
| Common StockF2 | May 16, 2016 | S | 9,100 | $16.2912 | D | 401,827 | I | By wife |
| Common StockF3 | May 17, 2016 | S | 15,000 | $16.0731 | D | 386,827 | I | By wife |
| Common Stock | holding | — | — | — | 540,622 | D | ||
| Common StockF4 | holding | — | — | — | 26,253 | I | By GRAT | |
| Common StockF5 | holding | — | — | — | 33,591 | I | By GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.24 to $16.54, inclusive. The reporting person undertakes to provide to XO Group Inc., any security holder of XO Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.20 to $16.42, inclusive. The reporting person undertakes to provide to XO Group Inc., any security holder of XO Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.89 to $16.33, inclusive. The reporting person undertakes to provide to XO Group Inc., any security holder of XO Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Shares owned of record by GRAT over which the reporting person has indirect beneficial ownership.
- F5Shares owned of record by GRAT over which the reporting person's wife has indirect beneficial ownership.