SEC Form 4 · accession 0001144204-16-086729
XO GROUP INC. · XOXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nic Di Iorio
Officer — Chief Technology Officer
Period of report
Mar 6, 2016
Accepted (ET)
Mar 8, 2016 · 8:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2016 | F | 4,282 | $16.00 | D | 162,888 | D | |
| Common StockF2 | Mar 7, 2016 | A | 8,838 | $0.00 | A | 171,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F3 | $15.84 | Mar 7, 2016 | A | 33,994 | A | — | Mar 7, 2026 | Common Stock | 33,994 | 33,994 | D |
Explanation of responses
- F1Includes 694 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan on July 31, 2015 and 694 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan on January 29, 2016.
- F2Represents an award of restricted stock under the Issuer's Stock Incentive Plan subject to time-based vesting.
- F3One quarter (1/4) of the option vests and becomes exercisable on March 7, 2017, and one-sixteenth (1/16) of the total option vests and becomes exercisable quarterly thereafter.