SEC Form 4 · accession 0001144204-16-081661
XO GROUP INC. · XOXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Liu
Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 10, 2016 | S | 3,300 | $14.7436 | D | 567,022 | D | |
| Common StockF3,F4 | Feb 10, 2016 | S | 1,900 | $14.7295 | D | 40,844 | I | By GRAT |
| Common StockF5 | Feb 11, 2016 | S | 3,300 | $14.1926 | D | 563,722 | D | |
| Common StockF6,F4 | Feb 11, 2016 | S | 1,900 | $4.1911 | D | 38,944 | I | By GRAT |
| Common StockF7 | Feb 12, 2016 | S | 3,300 | $14.1061 | D | 560,422 | D | |
| Common StockF8,F4 | Feb 12, 2016 | S | 1,900 | $14.0975 | D | 37,044 | I | By GRAT |
| Common Stock | holding | — | — | — | 446,577 | I | By wife | |
| Common StockF9 | holding | — | — | — | 33,591 | I | By GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.92, inclusive. The reporting person undertakes to provide to XO Group Inc., any security holder of XO Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.54 to $14.91, inclusive. The reporting person undertakes to provide to XO Group Inc., any security holder of XO Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Shares owned of record by GRAT over which the reporting person has indirect beneficial ownership.
- F5The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $14.56, inclusive. The reporting person undertakes to provide to XO Group Inc., any security holder of XO Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $14.42, inclusive. The reporting person undertakes to provide to XO Group Inc., any security holder of XO Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F7The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.25, inclusive. The reporting person undertakes to provide to XO Group Inc., any security holder of XO Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F8The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.03 to $14.23, inclusive. The reporting person undertakes to provide to XO Group Inc., any security holder of XO Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F9Shares owned of record by GRAT over which the reporting person's wife has indirect beneficial ownership.