SEC Form 4 · accession 0001062292-15-000012
XO GROUP INC. · XOXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Steib
Officer — CEO and President · Director
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 11, 2015 | F | 12,882 | $16.66 | D | 153,348 | D | |
| Common StockF2 | Mar 11, 2015 | A | 37,030 | $0.00 | A | 190,378 | D | |
| Common StockF2 | Mar 11, 2015 | A | 18,007 | $0.00 | A | 208,385 | D | |
| Common StockF3 | Mar 11, 2015 | A | 31,250 | $0.00 | A | 239,635 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F4 | $16.66 | Mar 11, 2015 | A | 79,277 | A | — | Mar 11, 2025 | Common Stock | 79,277 | 79,277 | D |
Explanation of responses
- F1Includes 1,000 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan on January 30, 2015.
- F2Represents an award of restricted stock under the Issuer's Stock Incentive Plan subject to time-based vesting.
- F3Represents an award of restricted stock under the Issuer's Stock Incentive Plan subject to performance-based vesting.
- F4One quarter (1/4) of the option vests and becomes exercisable on March 11, 2016, and one-sixteenth (1/16) of the total option vests and becomes exercisable quarterly thereafter.