SEC Form 4 · accession 0001415889-16-005226
SPENDSMART NETWORKS, INC. · SSPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Proto
Director
Period of report
Mar 21, 2016
Accepted (ET)
Mar 23, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062273
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardF1,F2 | — | Mar 21, 2016 | A | 350,000 | A | — | — | Common Stock | 350,000 | 350,000 | D |
Explanation of responses
- F1Each restricted stock award represents the right to receive one share of common stock.
- F2This restricted stock award is scheduled to vest fifty percent at time of grant and fifty percent on the one-year anniversary or based upon a change in control of the Issuer.