SEC Form 3 · accession 0001415889-16-004831
SPENDSMART NETWORKS, INC. · SSPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luke Wallace
Officer — Chief Operating Officer
Period of report
Feb 11, 2016
Accepted (ET)
Feb 18, 2016 · 11:42 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 405,792 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (option to buy)F1 | $1.15 | holding | — | — | — | — | Mar 21, 2019 | Common Stock | 150,000 | — | D |
| Stock Option (option to buy)F1 | $1.15 | holding | — | — | — | — | Oct 9, 2017 | Common Stock | 100,000 | — | D |
Explanation of responses
- F1Currently exercisable.