SEC Form 4 · accession 0001415889-15-003231
SPENDSMART NETWORKS, INC. · SSPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerold H Rubinstein
Director
Period of report
Sep 30, 2015
Accepted (ET)
Oct 1, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062273
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Option to Buy)F2,F1 | $0.46 | Sep 30, 2015 | A | 1,358,696 | A | Sep 30, 2015 | Sep 30, 2020 | Common Stock | 2 | 1,358,696 | D |
Explanation of responses
- F1The exercise price of the options equals the closing price of the Company's common stock as of September 30, 2015.
- F2On September 30, 2015, the Reporting Person acquired an option to purchase 1,358,696 shares of the Company's common stock in conjunction with becoming Chairman of the Company's Board of Directors. The options are fully vested.