SEC Form 4 · accession 0001127602-18-032110
AMERICAN AXLE & MANUFACTURING HOLDINGS INC · AXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Dauch
Officer — Chairman & CEO · Director
Period of report
Nov 5, 2018
Accepted (ET)
Nov 5, 2018 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 5, 2018 | P | 88,100 | $11.47 | A | 481,136 | I | By Family/UGMA Trusts |
| Common StockF3 | holding | — | — | — | 327,039 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.34 to $11.53, inclusive. The reporting person undertakes to provide the Company, any security holder, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each price within this range.
- F2Includes 95,684 shares that were contributed to a personal trust as described in footnote 3.
- F3Excludes 95,684 shares that were previously owned directly. These shares were contributed to the insider's personal trust on March 2, 2018 and are now held indirectly and reported as such herein.