SEC Form 4 · accession 0001127602-18-019329
AMERICAN AXLE & MANUFACTURING HOLDINGS INC · AXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman Willemse
Officer — Pres, Metal Form Products
Period of report
May 31, 2018
Accepted (ET)
May 31, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2018 | M | 9,700 | $10.08 | A | 93,051 | D | |
| Common StockF1 | May 31, 2018 | S | 9,700 | $15.66 | D | 83,351 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2 | $10.08 | May 31, 2018 | M | 9,700 | D | — | Jun 25, 2018 | Common Stock | 9,700 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $15.65 to $15.67, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or SEC staff, upon request, full information regarding the number of shares sold at each price within this range.
- F2The options vest in three approximately equal installments on June 25, 2009, June 25, 2010 and March 14, 2011.