SEC Form 4 · accession 0001127602-18-010199
AMERICAN AXLE & MANUFACTURING HOLDINGS INC · AXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Eugene Barnes
Officer — VP & General Counsel
Period of report
Mar 2, 2018
Accepted (ET)
Mar 5, 2018 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 2, 2018 | A | 11,905 | $0.00 | A | 38,596 | D | |
| Common StockF2 | Mar 2, 2018 | F | 2,940 | $14.28 | D | 35,656 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent a grant of restricted stock units (RSUs) that will settle in common stock upon vesting. These RSUs will vest on the third anniversary of the grant date.
- F2Includes 25,691 RSUs granted before the insider became a reporting person. These RSUs will be settled in common stock upon vesting.