SEC Form 4 · accession 0001127602-17-033984
AMERICAN AXLE & MANUFACTURING HOLDINGS INC · AXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Thanopoulos
Director
Period of report
Dec 1, 2017
Accepted (ET)
Dec 5, 2017 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2017 | S | 108,800 | $17.39 | D | 399,013 | D | |
| Common StockF2 | Dec 4, 2017 | S | 150,000 | $17.64 | D | 507,813 | D | |
| Common StockF3 | Dec 1, 2017 | S | 96,131 | $17.69 | D | 657,813 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.26 to $17.51, inclusive.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.40 to $17.80, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.60 to $17.78, inclusive. The reporting person undertakes to provide American Axle & Manufacturing Holdings, Inc., any security holder of American Axle & Manufacturing Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) , (2) and (3) to this Form 4.